-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzqLv8BbASP+o+ZEl0GbDAvhuOmUb4n088581Ame8RqPl8BAWPWzN4yyZqT6FF9n LUMIDkNYKZyDzURlsW00tg== 0001021408-02-002360.txt : 20020414 0001021408-02-002360.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-002360 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASTE HOLDINGS INC CENTRAL INDEX KEY: 0001125845 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 560954929 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78051 FILM NUMBER: 02547711 BUSINESS ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9193254000 MAIL ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POOLE LONNIE C III CENTRAL INDEX KEY: 0001055817 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O WASTE INDUSTRIES INC STREET 2: 3949 BROWNING PLACE CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9197820095 MAIL ADDRESS: STREET 1: C/O WASTE INDUSTRIES INC STREET 2: 3949 BROWNING PLACE CITY: RALEIGH STATE: NC ZIP: 27609 SC 13G/A 1 dsc13ga.txt LONNIE C. POOLE III UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* WASTE HOLDINGS, INC. -------------------------------------------------------------------- (Name of Issuer) COMMON STOCK -------------------------------------------------------------------- (Title of Class of Securities) 941057 10 1 -------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Lonnie C. Poole, III - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ____ Not Applicable (b) ____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5. Sole Voting Power Number of 952,904 Shares -------------------------------------------------------- Beneficially 6. Shared Voting Power Owned By Each 1,826,018 Reporting -------------------------------------------------------- Person 7. Sole Dispositive Power With 952,904 -------------------------------------------------------- 8. Shared Dispositive Power 1,826,904 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,778,922 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 20.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer Waste Holdings, Inc. Item 1(b) Address of Issuer's Principal Executive Offices 3301 Benson Drive, Suite 601, Raleigh, NC 27609 Item 2(a) Name of Person Filing Lonnie C. Poole, III Item 2(b) Address of Principal Business Office, or, if None, Residence 3301 Benson Drive, Suite 601, Raleigh, NC 27609 Item 2(c) Citizenship United States Item 2(d) Title of Class of Securities Common Stock Item 2(e) CUSIP Number 941057 10 1 Item 3. Filing Pursuant to Rules 13d-1(b) or 13d-2(b) Not Applicable Item 4. Ownership (a) Amount Beneficially Owned: On December 31, 2001, Mr. Poole beneficially owned an aggregate of 952,904 shares of the Issuer's common stock which includes (i) 950,495 shares of the Issuer's outstanding common stock owned directly, (ii) options to purchase 2,409 shares of the Issuer's common stock that were exercisable within sixty (60) days of December 31, 2001, (iii) 784,258 shares of the Issuer's common stock held in a trust where Mr. Poole is a trustee and (iv) 1,041,760 shares of the Issuer's common stock held in a trust in which Mr. Poole is a beneficiary and has shared investment power. (b) Percent of Class: 20.8% (c) See Rows (5)-(8) on Page 2. The shares as to which Mr. Poole has sole voting and dispositive power include 2,409 shares subject to currently exercisable options. The shares as to which Mr. Poole shares investment power include 784,258 shares held by a trust of which he is a trustee and 1,041,760 shares held by a trust of which he is a beneficiary with shared investment power. Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification Not Applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 - -------------------------------------------- Date /s/ Lonnie C. Poole, III - -------------------------------------------- Lonnie C. Poole, III -----END PRIVACY-ENHANCED MESSAGE-----